Skip Navigation
Online Bookstore Book Supplements Newsletter Subscription For Academics For Bookshops For Authors About Us JournalsHolt Prize
Law and Finance

Law and Finance

Edited by Gordon Walker


This volume features selected papers presented in the legal and regulatory track at the 14th Global Finance Conference (GFC2007), focusing first on China and second on “select issues”.

Part 1 articles on law and finance in China cover:

  • The interest income generated by placing application moneys from IPOs in overnight money market accounts, using data from the Main Board of The Stock Exchange of Hong Kong.
  • The separate legal frameworks for structured finance established by China’s banking and securities authorities.
  • The role of the legal representative within a corporation.
  • The legislative history of the 2006 Enterprise Bankruptcy Law of the PRC, and the limits, new development, and significance of the new Law in China’s drive towards a market economy.

Part 2 articles cover issues of international application:

  • insider trading;
  • competition provisions in free trade agreements;
  • the free movement of capital;
  • anti-money laundering and counter-terrorism financing laws;
  • strategic interactions between auditors and managers.

Law and Finance is a special issue (Volume 25 No 2) of the journal Law in Context.  You can purchase a single copy of this issue through this page, or subscribe to the journal from the journal page.


On Law and Finance
     Gordon R Walker

Part 1 - Law and Finance in China

As a Matter of Interest Whose Money is it Anyway?
     Chee Keong Low
Structured Finance in China: Legal and Institutional Perspectives on the Challenges and Opportunities
     Sandra L Caruba
The Role of the Shareholders’ Meeting’s Reserve Power in Corporate Governance in China
     Charles Zhen Qu
The Making of an Enterprise Bankruptcy Law in the PRC
     Jianfu Chen

Part 2 - Select Issues in Law and Finance

The Need to Prohibit Insider Trading
     Keith Kendall
Competition Regulation in SAFTA, AUSFTA and TAFTA: A Spaghetti Bowl of Competition Provisions?
     Jane Rennie
The Free Movement of Capital in the European Union and the Problem of ‘Golden Shares’ and Similar Instruments
     Jürgen Bröhmer
Australia’s Enhanced Anti-money Laundering and Counter-terrorism Financing Regime: New Compliance Challenges for the Financial Services Industry
     Marc Posthouwer
Incentives for Auditor Collusion in Pre-Sarbanes-Oxley Regulatory Environment
     Abigail Brown


14th Global Finance Conference

More information about the 14th Global Finance Conference.

Whose Money is it Anyway? Appendices

This Supplement contains the Appendices to Chee Keong Low's article "As a Matter of Interest Whose Money is it Anyway?" in this volume.

Incentives for Auditor Collusion in Pre-Sarbanes-Oxley Regulatory Environment

This Supplement contains the article "Incentives for Auditor Collusion in Pre-Sarbanes-Oxley Regulatory Environment" by Abigail Brown, published online only for Law and Finance (2007 Law in Context 25(2) 178).


To view PDF files you will require the Adobe Reader - free software for viewing and printing Adobe Portable Document Format (PDF) files - which can be downloaded from the Adobe Web Site.

The following link will take you to the Adobe website. Click here to download the viewer if you do not have it.

Get Adobe Reader


Published 13 August 2008
Publisher The Federation Press
ISBN 9781862876668
Australian RRP $39.95
International Price $35.00
currency converter


Law - Banking & Finance
Law - Asian
Business / Finance
Asian Studies

        BACK TO TOP